Natixis Securities Americas LLC, a US-registered broker-dealer and subsidiary of Natixis, provides its clients with corporate and investment banking solutions. Natixis Securities Americas LLC is registered with FINRA and is a member of SIPC. Further information regarding Natixis Securities Americas LLC and its registered representatives is available through FINRA BrokerCheck.
Natixis is the international corporate and investment banking, asset management, insurance and financial services arm of Groupe BPCE, the 2nd-largest banking group in France with 31 million clients spread over two retail banking networks, Banque Populaire and Caisse d’Epargne. With more than 21,000 employees, Natixis has a number of areas of expertise that are organized into four main business lines: Asset & Wealth Management, Corporate & Investment Banking, Insurance and Specialized Financial Services.
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Natixis Securities Americas LLC Statement of Financial Condition
If you would like to receive a hardcopy of this document, please call 1-866-735-0101.
If you would like to receive a copy of this document from prior quarters, please e-mail USComplianceAdvisory@natixis.com
As per FINRA Rule 2267, all customers, clients and investors are permitted to access BrokerCheck, a FINRA based tool which provides the public with information on the professional background, business practices, and conduct of FINRA-member firms and their associated persons when considering whether to work with a new investment professional or Firm. To view information about Natixis Securities Americas LLC, please click on the following link and type in the Firms name or the individuals name or Central Registration Depository ("CRD") number to perform your search. Natixis Securities Americas LLC's CRD is "1101".
Telephone: (800) 289-9999
P. O. Box 9401
Gaithersburg, Maryland 20898-9401
Fax: (301) 212-8137
The FINRA BrokerCheck publishes a free investor brochure that is available by contacting FINRA at the above telephone number or address.
In the event of a significant business disruption, Natixis Securities America LLC (“NSA”) has implemented a BCP reasonably designed to enable NSA to meet its existing obligations to customers in the event of an emergency, disaster or other significant business disruption. NSA intends to continue business operations and has implemented, and periodically tests, measures, and adjusts its continuity plans in order to reasonably ensure that the Firm can meet its existing obligations to its customers under a variety of possible emergency scenarios.
Leveraging the Natixis CIB Americas Business Continuity program, NSA implements the following procedures, including but not limited to:
The full NSA Business Continuity Plan is available to all customers upon request.